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Securities Exchange Act
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#	Item
921	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Add to Reading List Source URL: corporate.eatonvance.com Language: English - Date: 2013-12-20 17:37:00 Financial services Collective investment schemes Funds Equity securities Mutual fund Exchange-traded fund Equity Eaton Vance Regulation S-K Financial economics Investment Finance
922	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 19, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 15:27:56 Financial regulation Government Business Fair Fund 73rd United States Congress United States corporate law Disgorgement Securities and Exchange Commission Sarbanes–Oxley Act United States securities law United States Securities and Exchange Commission Corporate crime
923	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; Hartford Funds NextShares Trust, et al.; Notice of Application April 23, 2015 Agency: Securities and Exchange Commission (“Commis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-24 09:08:05 76th United States Congress Funds United States securities law Financial services Investment Advisers Act Financial adviser Collective investment scheme U.S. Securities and Exchange Commission Investment Company Act Financial economics Investment Finance
924	Christopher A. Novinger, Brady J. Speers, NFS Group, LLC d/b/a Novers Financial a/k/a Safe Retirement Experts, ICAN Investment Group, LLC, and Speers Financial Group, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 13:15:03 United States Securities and Exchange Commission Financial services Corporate crime U.S. Securities and Exchange Commission Accredited investor Private placement Regulation D Security Securities Exchange Act Financial economics Investment Finance
925	UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL OMB Number: Add to Reading List Source URL: c272342.r42.cf1.rackcdn.com Language: English - Date: 2015-03-03 16:22:17 United States securities law Investment Economics 73rd United States Congress United States Securities and Exchange Commission Form 4 Security Stock Securities Exchange Act SEC filings Stock market Financial economics
926	TERMS OF SERVICE AND ACCOUNT These terms of service (the “Agreement”) govern your access and use of Palico constitutes a contract between you (the “Client” or “you”), Palico SAS (“Palico SAS”) and Palico Add to Reading List Source URL: www.palico.com Language: English - Date: 2015-06-08 04:51:15 New Deal Securities Act Security Securities regulation in the United States Financial economics Financial regulation Investment United States securities law 73rd United States Congress United States Securities and Exchange Commission
927	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark One) Quarterly Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Add to Reading List Source URL: corporate.eatonvance.com Language: English - Date: 2015-03-06 15:57:37 Generally Accepted Accounting Principles Financial statements Equity securities Stock market Balance sheet Consolidation Equity Cash flow Minority interest Accountancy Finance Business
928	Jason Kander Secretary of State State of Missouri Securities Division • 600 W. Main • PO Box 1276 Jefferson City, MO 65102 Add to Reading List Source URL: s1.sos.mo.gov Language: English - Date: 2013-01-10 14:01:26 SEC filings Finance Law United States securities law United States Securities and Exchange Commission Notary public Prospectus Securities Act Stock market Financial economics Securities
929	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 1, 2015 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 15:40:08 United States securities law 76th United States Congress Investment Company Act U.S. Securities and Exchange Commission Exchange-traded fund Hedge fund USA PATRIOT Act Title III Subtitle B Financial economics Investment Finance
930	january 19, 2012 ‘I’he I lonorable Mary Schapiro Chairman U.S. Securities and Exchange Commission 100 1’ Street NE Add to Reading List Source URL: www.execcomp.org Language: English - Date: 2015-02-24 18:33:08 United States Securities and Exchange Commission Law Government United States corporate law Auditing U.S. Securities and Exchange Commission Mary Schapiro Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K United States securities law Financial regulation 73rd United States Congress

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